Compliance Portfolio Manager

Responsible for the design, implementation, and ongoing maintenance of portfolio management. In addition, they develop policies and procedures, monitor investment compliance, and oversee trading. Continuous pre- and post-trade compliance monitoring is KEY. Evaluating the efficiency of controls and improve them continuously revising procedures, reports, periodically to identify hidden risks or non-conformity issues.

Job Responsibilities

  • Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies.
  • Evaluate the efficiency of controls and improve them continuously.
  • Draft, modify and implement company policies.
  • Collaborate with corporate counsels and HR departments to monitor the enforcement of standards and regulations.
  • Assess the business’s future ventures to identify possible compliance risks.
  • Review the work of colleagues when necessary to identify compliance issues and provide advice or training.
  • Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
  • Prepare reports for senior management and external regulatory bodies as appropriate.
  • Demonstrates knowledge of ethical employment standards set out by the law and corporate regulations.
  • Ensures a company’s policies and rules are in line with regulatory and ethical standards, regardless of whether the government or a company’s executive management establishes the standards.

Job Requirements

  • A graduate degree in Finance or BA in Law, Economics, business administration, or related field MBA is a plus.
  • CFA designation or active status in the CFA program is a plus.
  • Minimum of 8 years and above of general fixed income or compliance experience is desired.
  • Proven experience as compliance Portfolio Manager
  • In-depth knowledge of the industry’s standards and regulations
  • Excellent knowledge of reporting procedures and record keeping
  • A business acumen partnered with a dedication to legality
  • Methodical and diligent with outstanding planning abilities.
  • An analytical mind able to “see” the complexities of procedures and regulations
  • Excellent communication skills.
  • Certified compliance professional is a plus
  • Possess strong analytical ability and excellent attention to detail.
  • Problem solving and decision making skills are essential.
  • Strong knowledge of MS Excel required (formulas and functions).
  • Experience using MS Access, Business Objects, MS Excel.

How To Apply

Interested candidates should forward his CV to using the job title as the subject of the mail.

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